WebCourse Overview. This online training course on Client Money and Assets explores how the rules affect employees, the principles it sets for organisations and their clients, and the standards and processes laid out in the Clients Assets Sourcebook (CASS). The course is designed to enables learners to understand the regulation around the FCA’s ... Web6 PS10/16: Client Assets Sourcebook (Enhancements) Instrument (October 2010) 1.1 In CP10/9 Enhancing the Client Assets Sourcebook (CASS) we proposed a number of policies to enhance the protections offered by CASS in response to issues highlighted by the global financial crisis and a number of insolvency appointments
FCA Handbook - FCA Handbook
WebCourse Overview. This online training course on Client Money and Assets explores how the rules affect employees, the principles it sets for organisations and their clients, and the … WebApr 24, 2024 · Investment businesses with permission to hold client assets which will need to obtain a reasonable assurance report. We have the experience in dealing with all of … general beverage company
The Client Assets Sourcebook (CASS) journey HSTalks
WebApr 1, 2024 · Freelance Job: Standard Audit Test for UK Client Asset Sourcebook Requirements Your CASS firm type (small, medium or large) is based on the size of your client money or custody asset holdings (or both). Your firm must make an annual notification about the money and assets you hold to identify if you are small, medium or large. This will enable you to see what your firm’s classification … See more If your firm is or becomes a CASS medium or large firm holding client money equal to or over £1 million and/or assets equal to or over £10m, you … See more For general client money and asset enquiries, email [email protected]. For queries about requirements in the Client Assets sourcebook, email [email protected]. For breach notifications, email … See more If your firm operates loan-based crowdfunding, you may need to follow certain CASS rules. See the summary of rules for loan-based … See more WebAn overview of the FCA's Client Assets sourcebook (CASS), the FCA's approach to supervising firms' compliance with CASS and anticipated developments that will impact … general beverage co ltd thailand